CIB – Finance & Business Management – Controls – Sales & Marketing – Executive Director
June 13, 2018
London, United Kingdom
J .P. Morgan's EMEA Sales & Marketing offers clients a comprehensive set of Traded Products, Structuring, Risk Management, and Financing Solutions capabilities across the full spectrum of Rates, FX, Commodities, F&O, Equities and Credit asset classes.
The BCO's objective is to help the business manage its regulatory obligations, conduct and operational risk and supervisory requirements. BCO's mandate is a key role for the business in the increasingly complex and demanding global regulatory environment.
The advertised position is to lead the Business Control Office for the EMEA Sales & Marketing business and manage a skilled team of change, risk and controls experts who are responsible for managing the end to end control environment spanning all of the primary functions from business execution, credit risk, Operations, Client Management, Trading & Sales Practices, Information Flow and through to Finance across all Product sets traded or executed within the CIB. The Sales & Marketing BCO team is part of a wider Markets BCO team which reports into the Oversight and Control office as well as the Markets CFO.
The successful candidate will be a trusted advisor on regulatory, operational risk and control matters.
Duties of this role include:
Serving as trusted control advisor to the Front Office including prepping it for examinations and audits
In conjunction with legal, compliance and other functions, representing Front Office interests vis a vis control/regulatory initiatives
Execution and implementation of business controls , risk governance and reporting priorities and strategy
Control representative in control forums
Identification, documentation and remediation of control gaps, risk assessment and root cause issue analysis
In connection with all activities, improvement of the "user experience" for all stakeholders and partners, i.e., focus in enhancing transparency, efficiency and simplicity of control processes
Front Office supervision management and execution
Front office supervisory tool development
Front Office supervision and oversight including exception management
Policy development, review and implementation
Operating procedures documentation and implementation
Pre trade, and in certain cases, post trade surveillance
The Role requires establishment of strong relationships with the Front Office and a deep understanding of the business, its control challenges, its architecture and products. The candidate should be interested in working in a fast-paced and dynamic environment, participating in key initiatives and becoming involved in a diverse set of issues that will have a direct impact on the organization. Qualifications:
Previous experience in a middle office, trading, audit, operational risk or compliance function
Understanding of Equities products and markets
Understanding of the end to end product life cycle across all products traded within the CIB
Highly motivated, energetic self-starter who takes ownership
Strong organizational skills - manages and prioritizes multiple tasks across different time horizons within deadlines
Strong understanding of controls and their application to different processes and businesses
Strong analytical, problem solving and process re-engineering skills
Excellent Excel, Word, PowerPoint skills
Excellent verbal and written communication skills
Strong team player with excellent partnering and influencing skills
About J.P. Morgan's Corporate & Investment Bank:
J.P. Morgan's Corporate & Investment Bank is a global leader across banking, markets and investor services. The world's most important corporations, governments and institutions entrust us with their business in more than 100 countries. With $18 trillion of assets under custody and $393 billion in deposits, the Corporate & Investment Bank provides strategic advice, raises capital, manages risk and extends liquidity in markets around the world. Further information about J.P. Morgan is available at www.jpmorgan.com .
JPMorgan Chase & Co. offers an exceptional benefits program and a highly competitive compensation package. JPMorgan Chase & Co. is an Equal Opportunity Employer.
Internal Number: 3878865
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